Job details
Salary $57,304 – $106,843 a year
Job Type Full-time
Number of hires for this role 1
Full Job Description
Job Description:
This attorney will be a member of client Legal group. We focus on providing legal and regulatory advice and guidance to client’s clearing agency subsidiaries.
Responsibilities:
- Handle membership on-boarding for the clearing agencies, including reviewing U.S. and non-U.S. legal opinions.
- Prepare non-U.S. registrations as needed by the clearing agencies, responsibility for ongoing monitoring of regulatory requirements of non-U.S. registrations.
- Prepare and submit SEC rule filings for the clearing agencies.
- Provide legal and regulatory advice in the development and structuring of new business initiatives for the clearing agencies; provide legal and regulatory advice on risk issues.
- Support audit and regulatory examinations relating to the clearing agencies.
- Support relationship with the U.S. Securities and Exchange Commission and the Federal Reserve regarding the client clearing agencies.
- Handle other legal matters or ad hoc projects as required by senior members of the Legal team.
- Mitigates risk by following established procedures, spotting key errors, and demonstrating strong ethical behavior.
Qualifications:
- Minimum of 8 years of related experience
- JD and current U.S. bar admission
Additional Qualifications:
- Experience as a practicing lawyer, gained in private practice/a multifaceted in-house legal team
- A self-starter that finds opportunities to collaborate with colleagues and partners
- Excellent legal savvy, communication, and stakeholder management skills
- Experience with analyzing sophisticated issues, exercising judgement, applying critical thinking to tackle problems, and recommending practical customer-focused solutions
- Ability to embrace an agile way of working and manage the demands of a fast-paced environment
Job Type: Full-time
Pay: $57,304.00 – $106,843.00 per year
Schedule:
- 8 hour shift
Work Location: Multiple Locations
